Chapter 10 of 12 · GATE NM

Ocean Engineering Basics

Wave theory is the whole foundation. Once the dispersion relation and the deep-water simplifications are secure, seakeeping and offshore loading follow with very little extra machinery.

Worked examples3, fully stepped
Read time≈ 15 min
PrerequisiteFluid mechanics, vibration

1. Linear wave theory, and the one relation that matters

Take a small-amplitude sinusoidal wave on water of constant depth. Everything about it — how fast it travels, how the water particles move, how the pressure varies with depth — follows from a single equation linking frequency to wavenumber.

ω² = g·k·tanh(kd) the dispersion relation ω = 2π/T k = 2π/λ c = ω/k = λ/T

The hyperbolic tangent is what makes waves interesting, because it behaves completely differently at its two extremes.

  • Deep water, d > λ/2: tanh(kd) → 1, so ω² = gk. Speed depends on period, longer waves travel faster, and the wave does not feel the bottom at all.
  • Shallow water, d < λ/20: tanh(kd) → kd, so c = √(gd). Speed depends only on depth — every wave travels at the same speed, which is why shallow-water waves do not disperse and why tsunamis behave as they do.
Deep water: λ = 1.56T² c = 1.56T Shallow water: c = √(gd)

Between the two lies intermediate depth, where the full relation must be solved — usually by iterating k = (ω²/g)/tanh(kd) from the deep-water value, which converges in two or three passes.

The key idea

Check d/λ before choosing a formula. Nearly every error in this topic is a deep-water shortcut applied where the wave is already feeling the bottom.

2. Energy and group velocity

A wave carries energy — half kinetic, half potential — and the total per unit area of sea surface depends only on the height.

E = ⅛ρgH² J/m² of surface

Note the square: doubling the wave height quadruples the energy. That single fact explains why a modest increase in sea state is so damaging, and why wave power devices are rated on H².

The energy does not travel at the speed of the individual crests. It travels at the group velocity:

c_g = ½c[1 + 2kd/sinh(2kd)] Deep water: c_g = c/2 Shallow water: c_g = c

Watch a group of waves moving across open water and you can see it: individual crests appear at the back of the group, travel forward through it, and vanish at the front. The crests move at c; the group, and the energy, at half that in deep water.

This is what governs how quickly a storm's energy reaches a distant coast, and it is why swell arrives sorted by period — the longest waves, travelling fastest, arrive first.

3. Real seas: spectra and significant wave height

A real sea is not one wave. It is a superposition of components of many frequencies, directions and phases, and it is described statistically by an energy spectrum S(ω) — how much energy sits at each frequency.

The spectrum's moments carry the useful numbers:

m_n = ∫ ωⁿ·S(ω) dω H_s = 4√m₀ significant wave height T_z = 2π√(m₀/m₂) mean zero-crossing period T_p = 2π/ω_peak peak period

Two standard spectra appear in questions. Pierson–Moskowitz describes a fully developed sea, where the wind has blown long enough over enough distance for the sea to stop growing. JONSWAP describes a fetch-limited sea and has a sharper, higher peak — it is the North Sea design spectrum, and its peak enhancement factor is what distinguishes it.

Individual wave heights within a sea state follow a Rayleigh distribution, which gives two results worth memorising:

P(H > h) = exp(−2(h/H_s)²) H_max ≈ H_s·√(ln N/2) N = number of waves

For a three-hour storm, H_max works out at roughly 1.9 H_s — the largest wave is about twice the significant height. Design against H_s and you have designed against the average of the bigger third, not against what actually arrives.

4. Ship response: RAOs and encounter frequency

Seakeeping treats the ship as a linear filter. Feed in waves of a given frequency and amplitude, and out comes motion at the same frequency, with an amplitude and a phase that depend on frequency. The amplitude ratio is the response amplitude operator.

RAO(ω) = response amplitude / wave amplitude S_response(ω) = RAO(ω)² · S_wave(ω)

That second line is the whole method: square the RAO, multiply by the wave spectrum, and integrate to get the statistics of the motion — in exactly the same way H_s came from the wave spectrum.

The RAO shapes differ by mode, and the differences are examinable:

  • Heave and pitch are heavily damped. At long wave periods the RAO tends to 1 — the ship simply follows the surface — and it falls away at short periods where the ship is too long to respond.
  • Roll is lightly damped and shows a sharp resonant peak at the roll natural frequency. This is why roll is the motion that needs bilge keels, fins and tanks, and why a ship can roll violently in a swell that barely affects heave.

But the frequency the ship actually feels is not the wave frequency. It depends on speed and heading:

ω_e = ω − (ω²V/g)·cos μ μ = 180° head seas ω_e > ω (waves met more often) μ = 90° beam seas ω_e = ω (speed irrelevant) μ = 0° following seas ω_e < ω (can reach zero)

In following seas the encounter frequency can fall to zero, at V = g/ω. The ship then sits on one part of the wave indefinitely — the condition associated with surf-riding, broaching and the loss of righting lever that comes with a crest amidships.

5. Offshore loading: Morison's equation

For a slender member — a jacket leg, a riser, a mooring chain — whose diameter is small compared with the wavelength, the wave force has two parts.

F = ½ρC_d·D·u|u| + ρC_m·(πD²/4)·u̇ drag term inertia term

The drag term goes with velocity squared and is in phase with the velocity. The inertia term goes with acceleration and is therefore 90° out of phase with it — so the two peak at different moments in the wave cycle, and the maximum total force is not the sum of the two maxima.

Which term dominates is set by the Keulegan–Carpenter number:

KC = u_max·T/D KC small (thick member, small waves) → inertia dominated KC large (thin member, large waves) → drag dominated

The u|u| form, rather than u², is not a typographical curiosity: it keeps the drag force pointing in the direction the water is actually moving, which reverses twice per wave cycle.

Morison's equation fails when the member is not small compared with the wavelength — a large gravity-base structure or a ship-shaped hull diffracts the wave rather than sitting passively in it, and diffraction theory is needed instead. The usual dividing line is D/λ > 0.2.

6. Worked examples

One dispersion calculation done properly, one sea-state statistics problem, and the encounter frequency question that underlies most seakeeping reasoning.

Worked example 1

Is it deep water? Wavelength and celerity

A wave of period 9 s travels in water 40 m deep. Find the wavelength, the phase velocity and the group velocity. Compare with the deep-water values and comment.

Given

T = 9 s, d = 40 m, g = 9.81 m/s² ω² = g·k·tanh(kd), k = 2π/λ

Required

Find the wavelength, the phase velocity and the group velocity
Compare with the deep-water values and comment

  1. Always test the water depth first.

    λ₀=1.56T² =1.56 × 81 =126.4 m d/λ₀=40/126.4 = 0.317 Deep water needs d/λ > 0.5; shallow needs d/λ < 0.05 0.317 lies betweenintermediate depth

    Using the deep-water wavelength as the yardstick.

  2. So the full dispersion relation is required.

    ω=2π/T = 0.6981 rad/s ω²/g=0.4874/9.81 = 0.04968 k=(ω²/g)/tanh(kd) iterate from k₀ = 0.04968

    Rearrange it into a form that can be iterated, starting from the deep-water value of k.

  3. Three iterations are enough — it converges quickly.

    Iterating k = (ω²/g)/tanh(kd)
    nkₙ (rad/m)kₙ·dtanh(kₙd)kₙ₊₁ (rad/m)
    00.049681.9870.96300.05159
    10.051592.0630.96820.05131
    20.051312.0520.96760.05135
    k0.0513 rad/m
  4. Wavelength and phase velocity follow.

    λ=2π/k =6.283/0.0513 =122.4 m c=λ/T =122.4/9 =13.60 m/s
  5. Group velocity.

    2kd=4.108, sinh(4.108) = 30.4 c_g=½c[1 + 2kd/sinh(2kd)] =½ × 13.60 × [1 + 4.108/30.4] =½ × 13.60 × 1.135 =7.72 m/s

    The speed at which the wave energy travels, which in general is less than the phase velocity.

  6. Now compare with what the deep-water formulas would have given.

    What the deep-water shortcut would have cost
    QuantityDeep-water valueActualError
    Wavelength λ (m)126.4122.43.2 %
    Celerity c (m/s)14.0413.603.2 %
    Group velocity c_g (m/s)7.027.7210.0 %
  7. The lesson is in the last row.

    Wavelength and celerity are only a few per cent out, so a candidate using the deep-water shortcut might not notice. Group velocity — and therefore energy flux, and therefore any wave power or shoaling calculation — is nearly 10 % wrong.

Answerλ = 122.4 m, c = 13.60 m/s, c_g = 7.72 m/s

The trap: reaching for λ = 1.56T² without checking d/λ. It is a deep-water result, and it stops being true the moment the wave begins to feel the bottom.

Worked example 2

Sea state from spectral moments

A wave spectrum has zeroth moment m₀ = 1.20 m² and second moment m₂ = 0.740 m²/s². Find the significant wave height and the mean zero-crossing period. In a three-hour storm at this sea state, how many waves would be expected to exceed 6 m, and what is the most probable largest wave?

Given

m₀ = 1.20 m², m₂ = 0.740 m²/s² Storm duration 3 hours Rayleigh distribution: P(H > h) = exp(−2(h/H_s)²)

Required

Find the significant wave height and the mean zero-crossing period

  1. Significant wave height.

    H_s=4√m₀ = 4 × √1.20 =4 × 1.0954 =4.38 m

    The factor of four comes from the Rayleigh distribution: H_s is defined as the mean of the highest one third of waves, and that works out to four times the RMS surface elevation.

  2. Mean zero-crossing period.

    T_z=2π√(m₀/m₂) = 2π × √(1.20/0.740) =2π × √1.6216 =2π × 1.2734 =8.00 s

    From the ratio of the zeroth and second moments.

  3. Number of waves in the storm.

    N=duration/T_z = (3 × 3600)/8.00 =1350 waves
  4. Probability that any one wave exceeds 6 m.

    P(H>6) = exp(−2 × (6/4.38)²) =exp(−2 × 1.877) =exp(−3.754) =0.0234 (2.3 %)
  5. Expected number in the storm.

    Sea state summary
    QuantityValue
    Significant wave height H_s4.38 m
    Zero-crossing period T_z8.00 s
    Waves in three hours N1350
    P(H > 6 m)0.0234
    Waves over 6 m≈ 32
    1350 × 0.0234=31.6 waves
  6. Most probable maximum wave in N waves.

    H_maxH_s·√(ln N / 2) =4.38 × √(7.208/2) =4.38 × 1.898 =8.32 m

    The standard extreme-value result for a Rayleigh distribution.

  7. Note the ratio.

    H_max/H_s=8.32/4.38 = 1.90

    The largest wave in a three-hour storm is close to twice the significant wave height. That is the number to carry — it is why a design wave is not the same thing as a sea state, and why deck heights and green-water assessments are set from H_max rather than from H_s.

AnswerH_s = 4.38 m, T_z = 8.00 s, about 32 waves over 6 m, H_max ≈ 8.3 m

The trap: reading H_s as an amplitude. It is a height — crest to trough. Halving it somewhere in the working turns a survivable sea state into a benign one.

Worked example 3

Encounter frequency and the following-sea problem

A ship steams at 18 knots in a sea of 10 s period. Find the encounter period in head seas and in following seas. Then find the speed at which, in following seas, the encounter frequency falls to zero, and say why that condition matters.

Given

V = 18 kn, T = 10 s ω_e = ω − (ω²V/g)·cos μ μ = 180° head seas, μ = 0° following seas

Required

Find the encounter period in head seas and in following seas

  1. Wave frequency and ship speed in SI.

    ω=2π/T = 0.6283 rad/s V=18 × 0.5144 = 9.259 m/s
  2. The speed term, which is the same magnitude in both cases.

    ω²V/g=0.6283² × 9.259/9.81 =0.3948 × 0.9439 =0.3726 rad/s

    Only its sign changes with heading.

  3. Head seas: μ = 180°, so cos μ = −1 and the term adds.

    ω_e=0.6283 + 0.3726 = 1.001 rad/s T_e=2π/1.001 = 6.28 s

    The ship meets waves more often than a stationary observer would.

  4. Following seas: μ = 0°, cos μ = +1 and the term subtracts.

    ω_e=0.6283 − 0.3726 = 0.2557 rad/s T_e=2π/0.2557 = 24.6 s

    The ship runs with the waves and meets them far less often.

  5. Now the zero-encounter condition.

    ω_e=0 ⇒ ω =ω²V/g ⇒ V =g/ω V=9.81/0.6283 = 15.6 m/s =30.4 knots

    It occurs when the ship's speed component matches the wave celerity — the ship is riding along with a wave, neither overtaking it nor being overtaken.

  6. Why it matters.

    Low ω_e in following seas ⇒ surf-riding, broaching, loss of righting lever on a crest

    Near zero encounter frequency the ship sits on the same part of the wave for a long time — typically on the forward face of a following sea, with the bow buried and the stern lifted. Directional stability degrades, the ship can slew broadside (broaching), and stability is at its worst because a wave crest amidships reduces the waterplane at both ends and therefore reduces GZ.

  7. This is also why roll is worst in beam or quartering seas rather than head seas.

    μ=90°: cos μ = 0 ⇒ ω_e = ω, regardless of speed

    At μ = 90° the speed term vanishes entirely, ω_e = ω, and a long-period swell can sit right on the roll natural frequency for hours.

AnswerHead seas T_e = 6.28 s; following seas T_e = 24.6 s; zero encounter at 30.4 knots

The trap: the sign of the cosine. Getting it backwards makes head seas look gentle and following seas look violent — the exact opposite of the truth, and it turns a seakeeping answer inside out.

Reference sheet
60-second recall
  1. Check d/λ first — deep above 0.5, shallow below 0.05.
  2. c_g = c/2 in deep water, and energy travels at c_g.
  3. H_s = 4√m₀, and it is a height, not an amplitude.
  4. H_max ≈ 1.9 H_s in a three-hour storm.
  5. ω_e adds in head seas, subtracts in following seas.