This chapter works through why the certificate, the survey and the permit system are really one connected safety net, and shows what a surveyor or an examiner expects you to demonstrate rather than merely recite.
The ETO certificate is not a general electrical qualification wrapped in a shipping stamp — it is issued against a specific, itemised list of competences in STCW Code Table A-III/6, and everything else in this chapter exists to protect that list. The table divides the job into function areas: monitoring the operation of electrical and electronic systems, maintaining and repairing them, controlling their operation, and contributing to the ship's safety and pollution-prevention obligations. Each competence is backed by a set of knowledge, understanding and proficiency criteria, and — crucially — by evidence.
That evidence lives in an approved training record book. It is not a diary kept for interest; it is the documentary trail an examiner, and later a flag-state or class assessor, can follow to see that a named task was actually performed, under what supervision, and to what standard. A certificate without a properly completed record book behind it is an administrative problem waiting to surface at the worst moment — a port state control inspection, a claim after an incident, or a survey where the surveyor asks to see it.
The certificate says what you are competent to do; the record book is the only thing that proves you actually did it. Treat gaps in the book as gaps in the certificate.
For the working ETO this matters day to day, not just at sign-on. If you are asked to sign off a job, supervise a task, or take responsibility for equipment that sits outside the areas your record book actually evidences, you are relying on a certificate that does not cover you for that specific competence — and that gap is exactly what an investigation, or a tough surveyor, will find first.
When class attends to survey the electrical installation, the inspection follows the same shape every time: the emergency source of power and its automatic start, the emergency lighting and its transitional source, the main and emergency switchboards, the insulation levels across the distribution system, and the protection arrangements — breakers, fuses, relay settings — that are supposed to isolate a fault before it cascades. None of this is arbitrary; it is the electrical half of what keeps the ship recoverable after the worst has already happened on the mechanical or fire side.
What surprises officers new to survey is how much of it is paperwork before it is testing. A surveyor who cannot see a coherent maintenance history for a piece of protective equipment has no basis for trusting a single reading taken on the day, however good that reading looks. Insulation resistance measured once, with no trend behind it, tells you the state of the cable today; it tells you nothing about whether it is degrading. The record is what turns a snapshot into evidence.
This is why the ETO's paperwork discipline between surveys is not a side task — it is half of what gets tested when the surveyor actually arrives. A switchboard that tests perfectly but has no supporting PMS history behind it will draw more scrutiny, not less, because the surveyor has no way to tell a well-run system from one that has simply not failed yet.
The emergency generator exists to answer one question: if the main source of electrical power is lost completely, what keeps the ship safe long enough to recover, or to abandon her, in an orderly way? The answer is built around a small number of hard figures, and each one exists for a reason rooted in how a real blackout actually unfolds.
Forty-five seconds is not a generous allowance for cranking an engine — modern sets do that in a fraction of it. It is the total budget for everything that has to happen before the emergency switchboard is actually carrying load: sensing the loss of main power, starting and running the engine up to speed, checking voltage and frequency are within limits, and closing the breaker. Anything that eats into that budget — a sluggish governor, an over-cautious voltage-check relay — is a real defect, not a rounding error.
Because even 45 seconds is not instantaneous, a transitional source — normally a battery bank — is required to carry the essential emergency lighting and services through the gap. Autonomy of the generator itself is set at 18 hours for a cargo ship and 36 hours for a passenger ship, long enough to run steering gear, emergency lighting, communications and navigation equipment through a realistic recovery or evacuation, not just a token half hour. The generator's physical siting outside the machinery space boundaries is the last piece of the logic: whatever event took out the main supply — fire, flood, a machinery-space casualty — should not be able to reach the emergency source as well.
A permit to work is not paperwork bolted onto a job for the sake of a procedure manual — it exists because electrical energy is uniquely good at hiding. A circuit that looks dead, that has been switched off at a local isolator, or that "should" have no supply can still be live from a back-feed, a charged capacitor bank, an interconnected bus, or simply a mistaken assumption about which breaker feeds what. The permit forces three separate things to happen before anyone touches a conductor: the isolation is proven with a calibrated tester on the actual point of work, not inferred from a switch position; the isolating device is locked in the open position; and it is tagged with the identity of the person who applied it.
The rule that matters most in practice is the simplest one: the person who applied the lock is the only person who removes it. Not their relief, not the duty officer, not the Chief Engineer if the original applier is unreachable — the lock only comes off once the person who fitted it has confirmed, in person, that the work is finished and it is safe to restore supply.
A permit is not protection against ignorance of the hazard — everyone knows electricity is dangerous. It is protection against someone else, acting in good faith, restoring power to a circuit they reasonably believe is finished with.
This is why the commonest fatal failure in this area is not a missed test or a wrong reading — it is a second person, working entirely correctly by their own lights, closing a breaker that someone else was still relying on being open. Multiple padlocks on a single hasp, and a personal lock that only its owner carries the key to, exist specifically to make that scenario structurally impossible rather than merely unlikely.
The planned maintenance system is where the survey argument is actually won or lost before the surveyor ever steps aboard. A record that shows insulation resistance trended over successive readings, protective relays tested against their settings on schedule, and defects logged with what was done about them, gives a surveyor grounds to extend credit — to accept the equipment's history in place of re-testing everything from scratch. A record that is blank, generic, or backfilled the week before survey does the opposite: it invites the surveyor to test everything themselves, because the paperwork has told them nothing they can rely on.
Contemporaneous is the word that matters. An entry made at the time, describing what was actually found and actually done, is evidence. An entry made in a batch afterwards, from memory, to fill a gap before survey, is not — and an experienced surveyor can usually tell the difference from handwriting, ink, or simply entries that are suspiciously uniform in wording and timing.
During the survey itself the ETO is not a spectator. You are the person who knows the actual configuration of the switchboard, which circuits are genuinely spare and which are temporarily out of service, and where the record and the equipment might have drifted apart — a relay changed under a defect report that never made it back into the PMS, for instance. Presenting a record that does not match what is actually fitted is worse than presenting no record at all, because it suggests the discrepancy has not even been noticed, let alone managed.
The two scenarios below are built the way an examiner or a surveyor actually tests this material — not "what does the rule say" but "what do you do, right now, given what has just happened".
You are the ETO on a cargo ship on a coastal passage. The bow thruster motor trips on overload and the Chief Engineer asks you to investigate the feeder circuit at the main switchboard. You isolate the feeder breaker, apply your personal padlock and identity tag, and prove the circuit dead with a calibrated tester before starting fault-finding. The work is still not finished when the watch changes at 12:00 and you are due to stand down, with your relief available to continue. What is the correct way to hand the job over?
Bow thruster motor trips on overload during a coastal passage. Chief Engineer asks the ETO to investigate the feeder circuit. ETO isolates the feeder breaker at the main switchboard, applies a personal padlock and identity tag, and proves the circuit dead with a calibrated voltage tester. Fault-finding is still in progress when the watch changes at 12:00 and the ETO is due to stand down. The relieving ETO is available and willing to continue the work.
What is the correct way to hand the job over?
Before doing anything else it is worth being clear why the lock exists.
Not as a formality, but so that the only person able to restore power to that feeder is the one who confirmed it was safe to remove the isolation in the first place.
Since the job is unfinished.
Simply leaving the padlock in place for the next watch to carry on under would break that guarantee — the relieving ETO has not proved the isolation themselves, so they cannot be certain nothing has disturbed it since it was applied.
The correct sequence is a formal handover.
The outgoing ETO briefs the incoming ETO on exactly what has been done and what remains, the incoming ETO independently re-proves the circuit dead with their own tester, and only then fits their own padlock and tag.
Once the incoming ETO's lock and tag are in place and the handover is recorded.
The outgoing ETO removes their own lock — never before, and never on anyone else's say-so.
AnswerThe outgoing ETO formally briefs the incoming ETO on the state of the job; the incoming ETO independently re-proves the circuit dead, fits their own padlock and tag, and only then does the outgoing ETO remove theirs — the isolation is never left in a state where nobody currently on watch has personally verified it.
The trap: Treating a handover as complete once the story has been told — a permit is only as good as the next person's own proof of isolation, not the previous person's word for it.
You are the ETO on a cargo ship attending its annual class survey. The emergency generator is sited in a separate space above the bulkhead deck, outside the machinery space boundaries. The surveyor asks you to demonstrate the automatic start by simulating a blackout. You trip the main supply to the emergency switchboard and start a stopwatch: the generator is cranked and running within 8 seconds, but the breaker onto the emergency switchboard does not close and pick up the load until 52 seconds, against a required automatic-start time of 45 seconds. What do you report, and what happens next?
Annual class survey; cargo ship; emergency generator sited in a separate space above the bulkhead deck, outside the machinery space boundaries. Surveyor asks the ETO to demonstrate the automatic start by simulating a blackout. ETO trips the main supply to the emergency switchboard and starts a stopwatch. Generator is cranked and running within 8 seconds. Breaker onto the emergency switchboard closes and picks up the load at 52 seconds. Required automatic-start time is 45 seconds.
What do you report, and what happens next?
The 45-second requirement is timed to when the emergency switchboard is actually carrying its load, not to when the generator engine starts running — everything from sensing the blackout to the breaker closing counts against the budget.
| Event | Elapsed time |
|---|---|
| Main power lost | 0 s |
| Generator cranked and running | 8 s |
| Breaker closes, emergency switchboard on load | 52 s |
| Required automatic-start time | ≤ 45 s |
Fifty-two seconds against a 45-second requirement is a straightforward fail.
And the fast 8-second engine start does not offset it — for the 44 seconds after the engine was already running, the emergency lighting and steering-gear stand-by were still relying on the transitional battery source, not the generator.
The likely cause sits in the checks the breaker performs before it is permitted to close — voltage and frequency verification, or a synchronising/load-check relay set too conservatively — rather than in the engine's cranking performance, which was well within limits.
This is reported as a defect.
Not accepted merely because the engine fired quickly: the relay settings or AVR response are investigated and adjusted, and the automatic-start test is repeated and re-timed before the surveyor will accept the item.
AnswerFail: 52 s from blackout to on-load exceeds the 45 s automatic-start requirement, even though the engine itself started promptly at 8 s. The ETO logs it as a defect — most likely the breaker's voltage/frequency check or synchronising relay settings — arranges for it to be adjusted, and the test is repeated and re-timed before the item is signed off.
The trap: Reporting that the generator started fine because the engine fired quickly, when the timed requirement runs until the breaker closes onto the load, not until the engine is running.
STCW Reg III/6, Table A-III/6Competences that back the ETO certificateTraining record bookApproved book; the evidence behind the certificateAutomatic startEmergency generator running and on load ≤ 45 s after main power lossAutonomy18 h cargo ship / 36 h passenger ship on the emergency sourceTransitional sourceBattery bridges the gap until the generator is on loadGenerator locationOutside the machinery space boundaries, above the bulkhead deckInsulation monitoringContinuous earth-fault alarm on the insulated (IT) systemPermit to workIsolation proven, locked, tagged; one lock, one key, one removerPMS recordsContemporaneous; a trend class can credit instead of re-testingSurvey scopeEmergency power, switchboards, protection, insulation, and records